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APPENDIX III [See rule 2(1)(c)] FORM NO. 1 [See rule 4] Monthly Statement to be furnished by a stock exchange in respect of transactions in which client codes have been modified after registering in the system for the month of …….
Sl. No. | Particulars of the stock exchange | |
1 | Name | (refer Note 1) |
2 | Address | (refer Note 2) |
3 | Permanent Account Number | |
4. Details of transaction in which client codes have been modified after registering in system are enclosed in a soft copy as annexure. DECLARATION I………………(name of the principal officer) having Permanent Account Number …………….. in my capacity as … of …. (name of stock exchange) hereby certify that all the particulars furnished above are correct and complete. Place: ………… Signature of the Principal Officer of the Stock Exchange Date: ………… Name: Designation: Annexure to FORM NO. 1 FORM NO. 2 FORM NO. 3 FORM NO. 4 FORM NO. 5 FORM NO. 6
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